brianrubin@eversheds-sutherland.com
Washington: +1.202.383.0124
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Brian leads the Litigation Group in Washington and is the Administrative Partner in charge of the Securities Enforcement and Litigation Team. As a former enforcement attorney for both the Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA), he understands the regulators and is a tough defender of clients under investigation. He has successfully litigated multiple enforcement actions and successfully resolved numerous government investigations. His experience at handling enforcement actions and litigation includes cases involving mutual funds, insider trading, REITs, variable annuities and variable life, trade reporting, markups/markdowns, and email retention and surveillance. His clients include broker-dealers, investment advisers, public companies and individuals. He has been selected to The Best Lawyers in America list for the past eight years and is nationally known for his writings on FINRA sanctions and chief compliance officer liability. Read Brian Rubin’s full bio here.
The extended life of a Department of Justice program that promotes self-disclosure of violations of the Foreign Corrupt Practices Act signals a continued emphasis on individual culpability, according to two Eversheds Sutherland (US) lawyers experienced in defending against government investigations.