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Sutherland attorneys discuss Dodd-Frank at ACC Best Practices luncheon

Posted on: January 14th, 2013

Sutherland attorneys Rachel Giesber Clingman, Stephanie E. Kinzel-Tapper and R. Michael Sweeney Jr. are speaking on a panel at the ACC Houston Best Practices Luncheon on January 31, 2013. The panel, entitled “Navigating Uncharted Water: Anticipating The Cold Winds Of Dodd-Frank Enforcement” will also feature Jason Flemmons, Senior Managing Director of FTI Consulting and former Deputy Chief Accounting of the SEC’s Division. The panel will cover a variety of topics including:

  • Litigation risks in the U.S. and foreign countries stemming from the SEC’s expanded disclosure requirements for resource extraction issuers
  • SEC enforcement actions under Sarbanes- Oxley section 1-6
  • CFTC enforcement relating to entity classifications and registration, product determinations, enhanced prohibitions on market manipulation and disruptive trading practices

For more information about the program, click here.